Compliance Administrator – Insurance Brokerage

Experior Financial Group Inc. is looking for a motivated individual who works well with others but is also able to work independently. This position offers exciting challenges and the chance to learn new skills. This role best suits someone who is resourceful, coachable, detail orientated, and have great time management skills.

As a member of our team, you will have a lot of fun and enjoy a positive work environment. We are a great group, looking for people who consider themselves a go-getter, and searching for a place to call home.

There are always great opportunities for career advancement for people willing to put in the effort. We are growing extremely fast and are looking for people that strive for excellence every day.

Experior Financial Group Inc. is looking for a Compliance Administrator on the American side of business.

Responsibilities:

  • Responsible for planning, implementing, and overseeing processes to mitigate risk related items.
  • Develop, implement, and manage our compliance program.
  • Coordinate with Regulators to ensure policies are up to date and maintained.
  • Develop and write all Company compliance policies and communications.
  • Schedule required trainings for Agents and Head Office Staff.
  • Investigate, assess, and apply company policies and state policies to various situations.

Qualifications: 

  • Must have experience working in Compliance and/or the Financial Services Industry.
  • Knowledge of NAILBA, NAIC, State Financial Services Regulations and Privacy laws.
  • Previous experience in State Financial Regulations, Agent/Producer Licensing and Compliant Sales Practices considered a strong asset.
  • Superior communication skills, both verbal and written.
  • Able to handle stressful situations with a positive, can-do attitude.
  • Reliable and trustworthy.
  • Excellent time management and organizational skills.
  • Follow established guidelines and procedures.
  • Strong computer skills and proficient in Office 365.
  • Exceptional analytical skills.
  • An ability to thrive while working with tight deadlines and multiple priorities.
  • Attention to detail and accuracy.
  • Friendly approach in delivering challenging information to people over the phone and through email.
  • Take initiative and be willing to find the answer.
  • Positive attitude and able to accept constructive criticism.
  • Works well under pressure and is adaptable to change.
  • Have great problem-solving skills.
  • Speaking Spanish is considered a strong asset.
  • Willing to learn Spanish.

Benefits:

  • Dental insurance
  • Health insurance
  • Paid time off
  • Referral program
  • Tuition reimbursement
  • Vision insurance

Physical setting:

  • Office

Schedule:

  • Day shift
  • Monday to Friday
  • No weekends

Ability to commute/relocate:

  • Buffalo, NY 14225: Reliably commute or planning to relocate before starting work (Required)
Job Type: Full-time
Salary: $50,000.00 – $70,000.00 per year

To apply please submit your resume and cover letter below

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